PRIVACY POLICY

M3 Asset Management, Inc. ("M3," "we," "us," or "our") is a SEC-registered investment adviser (CRD# 169461). We are committed to maintaining the confidentiality, integrity, and security of personal information entrusted to us by our clients and visitors to our website. This Privacy Policy describes the types of information we may collect, how we use and protect that information, and when and with whom we may share it.

Information We Collect

In connection with providing investment advisory services, we may collect nonpublic personal information about you from the following sources:

• Information you provide on applications, forms, or other documents, such as your name, address, Social Security number, assets, income, and investment objectives;
• Information about your transactions with us, our affiliates, or others, such as account balances, transaction history, and payment history;
• Information we receive from consumer reporting agencies, such as credit reports; and
• Information collected through our website, including IP addresses, browser type, and pages visited.

How We Use Your Information

We use your personal information to:

• Provide investment advisory services and manage your account;
• Process transactions and maintain records as required by applicable securities regulations;
• Respond to your inquiries and requests;
• Comply with legal and regulatory requirements, including those of the SEC and state securities regulators;
• Protect against fraud and unauthorized transactions; and
• Improve our website and services.

Disclosure of Your Information

We do not sell your personal information to third parties. We may disclose nonpublic personal information about you to nonaffiliated third parties as permitted or required by law, including:

• To service providers who assist us in administering our business (such as custodians, broker-dealers, and compliance consultants), provided they agree to maintain the confidentiality of such information;
• To regulatory authorities, including the SEC and state securities regulators, in connection with examinations or inquiries;
• To comply with court orders, subpoenas, or other legal process; and
• To protect against fraud or unauthorized transactions.

Safeguarding Your Information

We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information. Access to such information is limited to employees and service providers who need to know that information to provide services to you. We require service providers to maintain similar safeguards.

Your Rights Under Regulation S-P

Under SEC Regulation S-P, you have the right to opt out of certain disclosures of your nonpublic personal information to nonaffiliated third parties. However, we do not currently share information in ways that would require us to provide you with an opt-out notice.

California Privacy Rights

If you are a California resident, you may have additional rights under the California Consumer Privacy Act (CCPA), including the right to request disclosure of the categories and specific pieces of personal information we have collected, the right to request deletion of your personal information, and the right to opt out of the sale of your personal information. As noted above, we do not sell personal information. To exercise your rights, please contact us using the information below.

Cookies and Website Analytics

Our website may use cookies and similar technologies to enhance your browsing experience and analyze website traffic. You can control cookies through your browser settings. For more information, please see our Cookie Policy.

Changes to This Privacy Policy

We reserve the right to modify this Privacy Policy at any time. If we make material changes, we will notify you by posting the revised policy on our website. We encourage you to review this Privacy Policy periodically.

Form ADV

Additional information about our firm's privacy practices is available in Part 2A of our Form ADV, which is available on the SEC's Investment Adviser Public Disclosure (IAPD) website at adviserinfo.sec.gov or upon request.

Contact Us

If you have questions about this Privacy Policy or wish to exercise your privacy rights, please contact us here.